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First Issues Collectors Club
Results: 188

#	Item
91	Order Approving Proposed Rule Change To Establish a Fine for Members Failing to Conduct Connectivity Testing; Rel. No[removed], File Nos. SR-DTC[removed], SR-FICC[removed], and SR-NSCC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-09-16 13:52:20 Finance Central Securities Depositories Depository Trust & Clearing Corporation United States Securities and Exchange Commission First Issues Collectors Club ACT Securities Exchange Act Settlement U.S. Securities and Exchange Commission Securities Financial economics Financial system
92	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-11 13:55:16 United States securities law Financial markets First Issues Collectors Club UBS U.S. Securities and Exchange Commission Federal Reserve System Securities Exchange Act Broker-dealer ACT Financial economics Investment Finance
93	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]July 8, 2004 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-07-09 10:12:21 Repurchase agreement First Issues Collectors Club United States securities law Short Securities Exchange Act Finance Financial economics Financial system
94	Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Enhance the Repo Collateral Substitution Process of FICC’s Government Securities Division; Rel. No[removed], File No. SR-FICC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-30 11:15:18 Financial economics Repurchase agreement Margin First Issues Collectors Club Official bank rate Mark-to-market accounting Collateral Short Finance Financial markets Business
95	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-06-24 12:02:12 Finance Financial markets Depository Trust & Clearing Corporation First Issues Collectors Club Settlement Clearing Netting Broker-dealer Securities Exchange Act Financial economics Financial system Securities
96	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]June 6, 2005 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to th Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-06-09 12:33:02 United States securities law First Issues Collectors Club 73rd United States Congress United States Securities and Exchange Commission Depository Trust & Clearing Corporation Securities Exchange Act U.S. Securities and Exchange Commission UBS Financial economics Finance Financial system
97	SRO FICC: Order Granting Approval of a Proposed Rule Change Relating to Establishment of a Cross-Margining Agreement with The Clearing Corporation Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-06 12:28:53 Financial markets Futures exchanges Securities Self-regulatory organizations Repurchase agreement First Issues Collectors Club Futures contract Clearing Margin Financial economics Investment Finance
98	Notice of Filing of Proposed Rule Change to Require Members To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation; Rel. No[removed], File No. SR-FICC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-08 16:49:46 Stock market Corporate finance Business law Corporations law Equity securities Depository Trust & Clearing Corporation Clearing Corporation First Issues Collectors Club Securities Exchange Act Financial economics Business Financial system
99	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-09-16 16:35:22 Securities United States securities law 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission First Issues Collectors Club U.S. Securities and Exchange Commission Repurchase agreement Settlement Financial economics Finance Financial system
100	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Interpretation of a Rule Change Submission and Making Certain Technical Changes; Rel. No[removed], File No. SR-FICC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-07-21 16:00:48 Securities Exchange Act Generally Accepted Accounting Principles First Issues Collectors Club U.S. Securities and Exchange Commission Financial regulation Government United States United States securities law 73rd United States Congress United States Securities and Exchange Commission

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